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SUMMARIES OF RECENTLY COMPLETED EPP DOCTORAL THESIS

Kara Michelle Morgan, The Development and Evaluation of a Method for Risk Ranking
Committee: Paul Fischbeck - co-chair (SDS/EPP), Mike DeKay - co-chair (Heinz/EPP), Baruch Fischhoff (SDS/EPP) and Granger Morgan (EPP/ECE/Heinz)

    Risk managers are increasingly interested in incorporating public input into their decisions. This thesis develops and evaluates a method by which lay groups can provide such input by ranking risks that have been quantitatively and qualitatively described by experts on clear, easily understood "risk summary sheets."

    The information materials were analyzed to determine how narrative and table-based information affect ranking judgments. Results show that table-based information increases agreement among participant rankings as compared to narrative information alone. Next, a multiattribute model for calculating an implied risk ranking was evaluated. The model was based on ten risk attributes: mortality, four morbidity attributes, and five qualitative attributes (greatest number of deaths in a single event, time between exposure and effect, quality of scientific understanding, ability to control, and uncertainty). Multiple procedures for eliciting the model were compared. In addition to forming a basis for the recommended model-estimation procedures, results indicated that participants use the information from the model to update their holistic rankings.

    A policy capturing approach was used to investigate whether participants used a consistent strategy for incorporating risk-attribute information into their rankings. Analysis showed that participants consistently based their judgments on the mortality and morbidity attributes, but results for the remaining attributes were inconclusive. Finally, a group ranking process that incorporates the information materials and multiattribute model was evaluated. Results show consistency between holistic and multiattribute rankings, agreement between individual and group rankings, and satisfaction with the process. Results also show that agreement across groups on the risk rankings is high when this method is used.

    Work supported by an EPA STAR Graduate Fellowship, NSF grant SRB-9512023, EPRI grant WO2955-12, CMA and Carnegie Mellon academic funds.

 

Hiroshi Hayakawa, Automobile Risk Perceptions and Insurance-Purchasing Decisions: A Japan - U.S. Comparison During Deregulation
Committee: Paul S. Fischbeck - co-chair (SDS/EPP), Baruch Fischhoff - co-chair (SDS/EPP), Granger Morgan (EPP/ECE/Heinz), and Koichi Okamoto (Toyo Eiwa Women's University)

    Japan's automobile insurance industry was completely deregulated in July 1998, in accordance with the agreement made by the Japanese and US governments in 1996. This dissertation was designed to take advantage of this opportunity and explore the cross-national differences in risk perceptions and insurance-purchasing decisions by focusing on the evolution of consumer behavior in the Japanese automobile insurance market during deregulation.

    This dissertation starts by examining the risk environments faced by citizens in the two countries, in the domain of traffic safety. It contrasts accident risks from several points of view and discusses possible sources of differences in risk perceptions and insurance-purchasing decisions. In addition, it provides the context for understanding the Japanese non-life insurance market, by describing the history of the regulatory framework and the resulting market structure.

    The thesis also explores cross-national differences in automobile risk perceptions and insurance-consuming decisions in Japan and the US before deregulation. It compares survey results from 42 Japanese subjects in 1997 with those from 74 US subjects (Austin, 1996). Systematic differences were observed in reasons given for having automobile insurance, judged probabilities of accidents, and judged probabilities of being at fault. Finally, it examines the results from three surveys the author conducted in Japan in 1997, 1998 and 1999, in order to assess initial impacts of deregulation. Although major changes in consumer risk perceptions, and general belief and decision factors about insurance were not detected, systematic changes in consumer understanding of insurance deregulation were found.

    Work supported by Mitsui Marine and Fire Insurance Company, Department of Engineering and Public Policy at Carnegie Mellon University, and IEA of Japan Company.


James J. Corbett, Jr., An Assessment of Air Pollution and Environmental Impacts from International Maritime Transportation Including Engineering Controls and Policy Alternatives
Committee: Paul Fischbeck - chair (SDS/EPP), Lester Lave (GSIA/EPP), Granger Morgan (EPP/ECE/Heinz), and Spyros Pandis (ChemE/EPP)

    Air emissions from ships are shown to be significant at global, regional and local scales. This work presents a geographically resolved, global inventory of emissions from commercial ship engines operating internationally. Global annual NOx and SOx emissions from ships are estimated to 3.08 Tg (1012 grams) as N, and 4.24 Tg as S, respectively, more than 14 percent of nitrogen emissions from global fuel combustion sources and more than 16 percent of sulfur emissions from world petroleum use. Moreover, nearly 70% of ship emissions occur within 400 km of land regions, and 85% occur north of the equator. Other air pollutants and carbon dioxide were estimated in this ship emissions assessment (SEA).

    National inventory of emissions from commercial ships operating in US waters, indicates that emissions from ships on US inland rivers equal about 70% of the emissions from ships on all three US coastlines combined. On the coastlines, oceangoing vessels account for most of the commercial ship emissions.

    Ship sulfur emissions are included in a global chemical transport model to quantify the contribution of these ship

Corbett - continued on pg. 9

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